Investment Banks
Operational Efficiency and Compliance
- Configure and utilize investor and deal workflow to reduce costs and automate routine labor-intensive functions
- Digitize your paper-based processes with fully-integrated electronic signature
- Create operation excellence with embedded business analytics tools
- Integrated CRM to scale your investor base by utilizing technology to track new prospects, opportunities and improve existing client relationships.
- Process and track new investors in compliance with your firm’s standard operating procedures.
- Provide investors access to an online deal portal and gain insights into client investment interests using real-time notifications and reporting
- Consolidated audit trail of registered representative and investor activity
- Generate reports by deal, investor and broker activity
- Email archiving integration (Smarsh, Global Relay, Errado and more)
- SEC rule 17a compliant record retention
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